You Searched For "sec regulation" and got 20 results
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1 min read
The FBI is warning crypto investors to be on the lookout for fake apps that have defrauded over $42 million from users
The FBI said fraudsters were using the popularity of online banking and masquerading under names of…
Jennifer Sor
1 min read
Grayscale is suing the SEC after its spot bitcoin ETF was rejected
The US regulator rejected Grayscale's bid to convert its Bitcoin Trust into a spot bitcoin ETF Wedn…
George Glover
2 mins read
Gary Gensler hints SEC staff are scrambling to bring crypto exchanges under its regulatory eye this year
"If the trading platforms don't come into the regulated space, it'd be another year of the public b…
Shalini Nagarajan
1 min read
SEC chief Gary Gensler says crypto platforms need to 'come into compliance' or face the regulator's wrath
Amid the FTX fallout, the SEC chair says the agency has "enough authority" for a crypto regulatory …
Morgan Chittum
3 mins read
The SEC is trying to reshape the US stock market - but that could mean retail investors will have to start paying fees on trades again
SEC Chairman Gary Gensler is proposing changes in how trades by retail investors are handled. That …
Carla Mozée
1 min read
The SEC is investigating if TerraUSD's marketing violated investor protection regulations, report says
Terraform Labs is the firm behind TerraUSD, a stablecoin that sent shockwaves throughout crypto mar…
Brian Evans
2 mins read
An AI herding effect could drive markets 'off an inadvertent cliff', SEC chief Gary Gensler says
Most financial firms will eventually come to rely on a small number of artificial intelligence tool…
Phil Rosen
2 mins read
Alameda ex-CEO Caroline Ellison taps SEC's former top crypto regulator as lawyer in FTX investigation
Stephanie Avakian, the SEC's former enforcement director, led major regulatory cases against compan…
Bethany Biron
1 min read
Goldman Sachs is exiting work on most SPACs because of liability concerns as regulators tighten guidelines, report says
The investment bank may change course if the SEC scales back its SPAC oversight guidelines, Bloombe…
Carla Mozée
2 mins read
Senators introduce bipartisan legislation for cryptocurrencies that would split regulatory oversight between the SEC and CFTC
As "most digital assets are much more similar to commodities than securities, the bill gives the CF…
Matthew Fox
1 min read
US regulators reportedly are in China for talks about corporate audits as more than 100 companies face stock delistings
A larger team of US auditing regulators may go to China this year to conduct on-site inspections of…
Carla Mozée
1 min read
The FTC is looking at whether Elon Musk's initial 9% stake in Twitter violated antitrust rules, report says
The regulator aims to determine if Musk violated antitrust reporting requirements when he amassed a…
Phil Rosen
1 min read
Slow-moving crypto regulation puts market at greater risk of 'innovation-killing crackdown,' says former NY Fed President Bill Dudley
A "desirable future for digital finance requires prudent regulation," Dudley wrote in a Bloomberg o…
Carla Mozée
2 mins read
SEC chief Gary Gensler says he's asked staff to propose tougher SPAC rules so that investors aren't sucked in by hype
"The investing public may not be getting like protections between traditional IPOs and SPACs," Secu…
Shalini Nagarajan
2 mins read
Crypto execs have complaints about the SEC and CFTC. Here's how Chainalysis' policy head believes the industry can find common ground with US regulators.
Caroline Malcolm, Chainalysis' policy head, says even crypto skeptics should have an interest in cl…
April Joyner
1 min read
The Celsius withdrawal freeze is now being investigated by regulators in 5 states, including Texas and New Jersey
Celsius stopped customers from withdrawing cash on Sunday after cryptos tanked. Now, Texas and New …
Brian Evans
1 min read
The Celsius withdrawal freeze is now being investigated by regulators in 5 states, including Texas and New Jersey
Celsius stopped customers from withdrawing cash on Sunday after cryptos tanked. Now, Texas and New …
Brian Evans
2 mins read
Sam Bankman-Fried's FTX US is taking a stake in 'Flash Boys' exchange IEX to bolster access to digital assets by retail and institutional investors
"I've long respected Brad's vision for IEX to be an exchange that caters to the needs of the invest…
Carla Mozée
1 min read
Top SPAC issuer Citigroup will reportedly halt blank-check IPOs after the SEC signals tougher stance
The top SPAC underwriter of 2021 is pausing its SPAC deals amid new rules proposed by the SEC, Bloo…
Phil Rosen
2 mins read
The CFTC chief said his agency should oversee crypto in a challenge to SEC's Gensler
The statement form the acting CFTC chairman is at odds with SEC chief Gary Gensler, who has said cr…