You Searched For "sec probe" and got 20 results
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2 mins read
SEC charges activist Carl Icahn with failing to disclose billions in stock pledges
Carl Icahn and Icahn Enterprises agreed to pay a combined $2 million in fines.
Filip De Mott
2 mins read
SEC is unhappy that Elon Musk did not give testimony to the financial regulator to attend a SpaceX launch
The US Securities and Exchange Commission isn't happy that Elon Musk missed court-ordered testimony…
Brent D. Griffiths
1 min read
Supreme Court gives SEC a win over Elon Musk
The Supreme Court on Monday rejected Musk's attempt to undo a 2018 SEC settlement that requires him…
Geoff Weiss
1 min read
Billionaire Ryan Cohen's 2022 purchase and abrupt sale of Bed Bath & Beyond shares are being investigated by the SEC, report says
Cohen, who also chairs fellow meme stock GameStop, scored a profit of almost $60 million following …
Joseph Wilkins
2 mins read
Elon Musk should face an SEC probe over his claims that no monkeys died as a result of Neuralink implants, lawmakers say
Four Democratic members of the House of Representatives have written to SEC chair Gary Gensler aski…
Tom Carter
1 min read
Big Wall Street banks get subpoenaed in SEC probe into whether they gave hedge funds a heads-up about block share sales: WSJ
The SEC sent subpoenas to firms like Morgan Stanley and Goldman Sachs seeking trading information a…
Hamza Fareed Malik
1 min read
The fall of crypto exchange FTX is 'worse than Theranos, worse than Madoff' as federal probes mount, former SEC official says
"The contagion is rapidly spreading amongst all of the various crypto ecosystem and that's a seriou…
Brian Evans
1 min read
Coinbase is being probed by the SEC for allowing customers to trade unregistered securities, new report says
The SEC's scrutiny of Coinbase has increased since the company expanded the number of tokens availa…
Carla Mozée
2 mins read
David Einhorn slammed the SEC for not noticing the 'real story' of Archegos, which he says involves the firm driving a 400% gain in a company short-sellers call a fraud
Einhorn says the SEC should've noticed a 400% gain in GSX Techedu driven by Archegos buying most of…
Emily Graffeo
1 min read
SEC opens investigation into Archegos Capital trades that sparked $20 billion liquidation, report says
The investigation is routine following such a high profile market event, and the probe may not lead…
Matthew Fox
2 mins read
Robinhood pays $65 million to settle SEC probe over misleading communications with customers
While Robinhood marketed its trades as matching or exceeding its peers in quality, the brokerage pr…
Ben Winck
1 min read
Digital World Acquisition stock sees wild swings as the SPAC discloses another SEC probe and reiterates plans to merge with Donald Trump's Truth Social
Digital World said it "appreciates" the SEC's task to protect investors and acknowledged that it is…
Matthew Fox
1 min read
Crypto exchange Kraken is embroiled in an SEC probe over whether it sold unregistered securities, report says
Regulator SEC is near to wrapping its probe into whether crypto exchange Kraken broke securities ru…
Ryan Hogg
1 min read
Gambling helplines see nearly 50% surge in day trading-related calls as SEC probes 'gamification' of retail brokerages
Robinhood CEO Vlad Tenev has pushed back on gamification concerns: "Investing isn't a game, but mus…
Ethan Wu
1 min read
Exxon slides 6% after SEC launches investigation into the oil giant's asset valuations
An Exxon employee alleges that the company overvalued a key oil and gas property in Texas' Permian …
Emily Graffeo
1 min read
Tesla reportedly told a law firm to fire an attorney who was involved in the SEC's Elon Musk probe or risk losing the company's business
The law firm refused, and Tesla has acted to replace it or hire additional counsel, while SpaceX st…
Sarah Jackson
1 min read
Lordstown Motors drops after report that the EV maker is the target of a probe by the Justice Department
Nasdaq halted trading in Lordstown Motors stock after the Wall Street Journal reported the electric…
Emily Graffeo
2 mins read
Kodak's $765 million government loan under investigation by same agency that approved deal, report says
The US International Development Finance Corp's probe joins ongoing investigations by the SEC and c…
Ben Winck
1 min read
Robinhood faces SEC investigation over deals with high-speed trading firms, report says
A settlement fine could exceed $10 million, but a deal is unlikely to be announced this month, sour…
Ben Winck
2 mins read
Crypto is a 'significantly non-compliant' market and investors need better protections as FTX faces collapse, SEC chief Gary Gensler says
"But I would say this: This is a field that's significantly non-compliant, but it's got regulation …