You Searched For "sec investigation" and got 19 results
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2 mins read
SEC charges activist Carl Icahn with failing to disclose billions in stock pledges
Carl Icahn and Icahn Enterprises agreed to pay a combined $2 million in fines.
Filip De Mott
6 mins read
How a free meal cost an investor his retirement savings
Fancy restaurants with presentations are a common practice in the industry, says one financial plan…
Laila Maidan
1 min read
Trump Media says 'manipulation' is hurting its stock and it wants the Nasdaq to help investigate
Donald Trump's media company is doubling down on claims there's something fishy going on with its s…
Geoff Weiss
4 mins read
What business leaders should know about the SEC's cybersecurity disclosure rule
The SEC's cyber-incident-disclosure rule requires firms to report cyberattacks that materially affe…
Erica Sweeney
2 mins read
US sting operation catches crypto firms 'wash trading' to boost token values
Federal prosecutors set up a fake company to bust four crypto market makers, who they say artificia…
Kelly Cloonan
2 mins read
SEC is unhappy that Elon Musk did not give testimony to the financial regulator to attend a SpaceX launch
The US Securities and Exchange Commission isn't happy that Elon Musk missed court-ordered testimony…
Brent D. Griffiths
7 mins read
Read the letter OpenAI whistleblowers sent to the SEC calling for action on NDAs
OpenAI whistleblowers wrote to the Securities and Exchange Commission seeking an investigation into…
Jyoti Mann
1 min read
Billionaire Ryan Cohen's 2022 purchase and abrupt sale of Bed Bath & Beyond shares are being investigated by the SEC, report says
Cohen, who also chairs fellow meme stock GameStop, scored a profit of almost $60 million following …
Joseph Wilkins
2 mins read
Super Micro Computer plunges 27% as it delays key filing a day after scathing short-seller report
The sharp decline knocked nearly $150 off Super Micro Computer's stock price to the $400 level, rep…
Matthew Fox
2 mins read
Super Micro Computer falls as short-seller Hindenburg Research accuses the AI darling of 'accounting manipulation'
Hindenburg said an investigation found "glaring red flags" even after the SEC charged the company w…
Jennifer Sor
2 mins read
The SEC is investigating Elon Musk's purchase of Twitter and attempting to force him to sit for questioning
The Tesla billionaire made a chaotic acquisition of Twitter last year.
Kali Hays
1 min read
Supreme Court gives SEC a win over Elon Musk
The Supreme Court on Monday rejected Musk's attempt to undo a 2018 SEC settlement that requires him…
Geoff Weiss
2 mins read
Tesla is reportedly under investigation by the DOJ and SEC over its mysterious 'Project 42'
The project was internally believed to involve building a glass house for Elon Musk, the Journal pr…
Grace Kay
2 mins read
A Texas man tried to buy a rocket company for $200 million. The SEC claims he never had the money.
The SEC has filed charges against Matthew Brown, alleging he made a "bogus" offer to invest $200 mi…
Tom Carter
2 mins read
Elon Musk won't be let off the hook for Twitter monitoring, the SEC tells a judge
"When it comes to civil settlements, a deal is a deal," the SEC said in a court filing about Musk's…
Shalini Nagarajan
2 mins read
Elon Musk is reportedly being investigated by the SEC again
The SEC is probing Elon Musk's role in Tesla's marketing of its self-driving software, according to…
Grace Kay
2 mins read
The SEC subpoenaed Tesla just 10 days after Elon Musk's Twitter poll asking whether he should sell a chunk of his stock
The November 16 subpoena asked for information on "governance process around compliance" with a 201…
Shalini Nagarajan
2 mins read
Sen. Elizabeth Warren asks the SEC to investigate Tesla over possible conflicts of interest in Twitter ties
Tesla's board of directors may be violating securities law due to its limited independence from CEO…
Filip De Mott
11 mins read
Elon Musk lawsuits: All the biggest cases and investigations facing Tesla, SpaceX, and the billionaire CEO himself
Elon Musk and his companies Telsa, SpaceX, and X face numerous lawsuits and investigations. He's al…