You Searched For "sec charges" and got 20 results
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2 mins read
SEC charges activist Carl Icahn with failing to disclose billions in stock pledges
Carl Icahn and Icahn Enterprises agreed to pay a combined $2 million in fines.
Filip De Mott
2 mins read
Trump Media's auditor charged with 'massive fraud' by SEC
The SEC said Trump Media's accounting firm, BF Borgers, committed fraud in more than 1,500 filings …
Geoff Weiss
1 min read
Trump Media stock tumbles as the SEC charges its auditor with 'massive fraud'
Trump Media's auditor was a "sham" and committed "massive fraud" for over two years, regulators sai…
Jennifer Sor
2 mins read
US sting operation catches crypto firms 'wash trading' to boost token values
Federal prosecutors set up a fake company to bust four crypto market makers, who they say artificia…
Kelly Cloonan
1 min read
Trump Media picks new accountants after last ones were charged with 'massive' scam
Trump Media has engaged a new Phoenix-based firm after its previous auditors, BF Borgers, settled w…
Geoff Weiss
2 mins read
Super Micro Computer falls as short-seller Hindenburg Research accuses the AI darling of 'accounting manipulation'
Hindenburg said an investigation found "glaring red flags" even after the SEC charged the company w…
Jennifer Sor
2 mins read
The SEC charged a podcast host for running an $11 million Ponzi scheme it says helped fund a lakeside mansion and courtside NBA seats
Matthew Motil, the host of "The Cash Flow King" used social media to lure more than 50 investors in…
Phil Rosen
1 min read
The SEC charges Coinbase with violating securities regulations
The lawsuit comes a day after the regulator sued crypto exchange Binance and its CEO Changpeng Zhao.
Max Adams
2 mins read
A Texas man tried to buy a rocket company for $200 million. The SEC claims he never had the money.
The SEC has filed charges against Matthew Brown, alleging he made a "bogus" offer to invest $200 mi…
Tom Carter
1 min read
The SEC is cracking down on investment advisers that falsely claim to use AI
The SEC settled with two firms, Delphia and Global Predictions, who it had charged with making fals…
Aruni Soni
1 min read
A small New York hedge fund has secretly managed $7 billion for a Russian oligarch for over a decade, the SEC says
A little-known New York hedge fund and its owner made tens of millions of dollars managing money fo…
George Glover
2 mins read
The SEC has charged the ex-CEO of a Goldman Sachs-backed tech company with running a $67 million securities fraud
The SEC alleged Chris Kirchner, former CEO of a software company Slync, "misappropriated" more than…
Carla Mozée
2 mins read
Stock market today: US stocks end the week higher after solid earnings and Goldilocks jobs report
"The case for rate cuts got a little stronger today. Goldilocks could be making a comeback," TradeS…
Matthew Fox
1 min read
The SEC charges 8 social media influencers in a $100 million stock manipulation scheme promoted on Twitter and Discord
The defendants would purchase stocks and tell followers to do the same, but then would dump shares …
Phil Rosen
2 mins read
The Mormon Church and its investment arm will pay $5 million to settle SEC charges that it went to 'great lengths' to avoid disclosures related to its massive portfolio
The church has a massive $100 billion investment portfolio, with holdings of public companies inclu…
Morgan Chittum
1 min read
Ibotta's IPO just minted more than 150 millionaires, many in Denver, CEO says
"By my calculations, I believe there'll be over 150 people who make at least a million dollars on t…
Matthew Fox
2 mins read
The SEC has charged a Florida man and his friend in illegal meme-stock trading scheme
The SEC said in choosing products to trade, the two men charged chose out-of-the-money put options …
Carla Mozée
1 min read
The SEC just charged a US subsidiary of investment giant Allianz in a multibillion dollar fraud scheme that targeted pensions and other investors
The Justice Department brought charges against Allianz Global Investors US for the March 2020 schem…
Brian Evans
1 min read
SEC charges 16 people for raking in $194 million in illicit proceeds from international penny-stock fraud scheme
Stocks in the "pump and dump" scheme were promoted to unsuspecting investors in the US and elsewher…
Carla Mozée
1 min read
Guggenheim will pay to settle SEC allegations it discouraged employees from reporting wrongdoing
Guggenheim violated the SEC's whistleblower protection rules by mandating employees contact the fir…