You Searched For "sec charge" and got 20 results
Sort By:
2 mins read
SEC charges activist Carl Icahn with failing to disclose billions in stock pledges
Carl Icahn and Icahn Enterprises agreed to pay a combined $2 million in fines.
Filip De Mott
2 mins read
Trump Media's auditor charged with 'massive fraud' by SEC
The SEC said Trump Media's accounting firm, BF Borgers, committed fraud in more than 1,500 filings …
Geoff Weiss
1 min read
Trump Media stock tumbles as the SEC charges its auditor with 'massive fraud'
Trump Media's auditor was a "sham" and committed "massive fraud" for over two years, regulators sai…
Jennifer Sor
1 min read
The SEC charges Coinbase with violating securities regulations
The lawsuit comes a day after the regulator sued crypto exchange Binance and its CEO Changpeng Zhao.
Max Adams
2 mins read
A Texas man tried to buy a rocket company for $200 million. The SEC claims he never had the money.
The SEC has filed charges against Matthew Brown, alleging he made a "bogus" offer to invest $200 mi…
Tom Carter
1 min read
The SEC is cracking down on investment advisers that falsely claim to use AI
The SEC settled with two firms, Delphia and Global Predictions, who it had charged with making fals…
Aruni Soni
3 mins read
Boxabl acknowledges SEC inquiry in updated filing
Boxabl's prefabricated homes could help the housing crunch. But the company has left a trail of dis…
Daniel Geiger,Alex Nicoll
2 mins read
The SEC charged a podcast host for running an $11 million Ponzi scheme it says helped fund a lakeside mansion and courtside NBA seats
Matthew Motil, the host of "The Cash Flow King" used social media to lure more than 50 investors in…
Phil Rosen
1 min read
Trump Media picks new accountants after last ones were charged with 'massive' scam
Trump Media has engaged a new Phoenix-based firm after its previous auditors, BF Borgers, settled w…
Geoff Weiss
2 mins read
The SEC charges Tron founder Justin Sun and 8 celebrities including Lindsay Lohan and Jake Paul in crypto lawsuit
The SEC sued Tron founder Justin Sun over Tronix and BitTorrent crypto, and accused 8 celebs with p…
Sindhu Sundar
1 min read
Tyler Winklevoss says SEC charges over Gemini are 'super lame' and a 'manufactured parking ticket'
The Winklevoss twin accused the SEC of trying to score political points after Genesis blocked $900 …
Ryan Hogg
3 mins read
The SEC is bringing charges against Sam Bankman-Fried – here are the key takeaways from the filing
The SEC says Sam Bankman-Fried spent customer funds on political donations and luxury properties, a…
Pete Syme
1 min read
The SEC is charging a man for defrauding crypto investors out of at least $7 million
The SEC says a Latvian citizen defrauded hundreds of investors via two fraudulent offerings for dig…
Carla Mozée
2 mins read
The CFTC chief said his agency should oversee crypto in a challenge to SEC's Gensler
The statement form the acting CFTC chairman is at odds with SEC chief Gary Gensler, who has said cr…
Isabelle Lee
2 mins read
FTX selling $1 billion of Grayscale's bitcoin ETF has spurred major outflows from the fund since SEC approval, report says
FTX sold 22 million shares of the Grayscale Bitcoin Trust, zeroing out its holdings in the fund, Co…
Filip De Mott
2 mins read
The SEC has charged a Florida man and his friend in illegal meme-stock trading scheme
The SEC said in choosing products to trade, the two men charged chose out-of-the-money put options …
Carla Mozée
2 mins read
A former Coinbase executive is among 3 charged in the first-ever crypto insider trading scheme
The Justice Department alleged that the former executive attempted to flee the US when Coinbase rea…
Jennifer Sor
3 mins read
Former GOP House lawmaker is charged with violating insider trading laws to buy $1.5 million in stock
Prosecutors say former Rep. Stephen Buyer heard about Sprint's merger with T-Mobile during a golf g…
Brent D. Griffiths
1 min read
The SEC has charged Sam Bankman-Fried and accused him of 'orchestrating a massive, years-long fraud'
The SEC accused Bankman-Fried of diverting billions of FTX's customer funds for "his own personal b…
Kate Duffy
1 min read
Guggenheim will pay to settle SEC allegations it discouraged employees from reporting wrongdoing
Guggenheim violated the SEC's whistleblower protection rules by mandating employees contact the fir…