You Searched For "sec chairman" and got 20 results
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1 min read
SEC chief Jay Clayton says he is nervously eyeing retail-driven euphoria in the stock market
"I do worry that retail investors do not understand that trees don't grow to the sky," Jay Clayton …
Emily Graffeo
2 mins read
US stocks rise as inflation cools further ahead of Fed rate decision
"After all the hopes and chatter around near-term rate cuts, today's CPI report is a little bit of …
Filip De Mott
2 mins read
Tech leads US stocks higher as Google soars and traders eye big November jobs report
Investors pushed the S&P 500 to its first winning session after three consecutive days of losses. G…
Phil Rosen
2 mins read
The SEC says a hacker pulled off a 'SIM swap' attack on a cell phone to get control of the regulator's X account this month
A hacker gained control of an SEC cell phone number, reset the password for the @SECGov account, an…
Yuheng Zhan
2 mins read
SEC chief Gary Gensler responds to Elizabeth Warren's crypto-regulation demands: 'We need more resources to protect investors'
Gensler responded to a July letter from Sen. Elizabeth Warren's July letter, saying the agency need…
Isabelle Lee
2 mins read
The SEC is looking to overhaul the controversial trade-settlement rule at the center of Robinhood's issues during last year's GameStop mania
"The existing two-day period to settle trades exposes investors and the industry to unnecessary ris…
Matthew Fox
2 mins read
The SEC subpoenaed Tesla just 10 days after Elon Musk's Twitter poll asking whether he should sell a chunk of his stock
The November 16 subpoena asked for information on "governance process around compliance" with a 201…
Shalini Nagarajan
2 mins read
Bitcoin was the only cryptocurrency the SEC asked Coinbase not to delist, CEO says
The Securities and Exchange Commission asked Coinbase to delist virtually all its crypto assets, CE…
Filip De Mott
1 min read
SEC chief flags risks of predictive AI in online brokers and robo advisors as agency weighs crackdown, report says
"The predictive-data analytics also raises a number of important challenges: conflicts of interest,…
Isabelle Lee
2 mins read
GameStop shares soar 10% after the Reddit darling said it plans a stock split for the first time in 15 years
Video game retailer GameStop said it will ask for shareholder approval to increase share count to p…
Shalini Nagarajan
2 mins read
Chinese stocks fall after SEC warns Baidu of potential delisting for failing to comply with US financial audit
"If we're in the same place two years from now," many Chinese companies "would be suspended," SEC C…
Matthew Fox
3 mins read
Morgan Stanley's top boss has reportedly had more private calls with the US markets regulator chief than any other Wall Street bank
Gorman and Clayton have had at least ten formal conversations in the last three years, including ni…
Shalini Nagarajan
2 mins read
The SEC and DOJ are investigating billionaire Barry Diller and others over possible Activision insider trading: WSJ
"None of us had any knowledge from any person or any source or any anything about a potential acqui…
Hamza Fareed Malik
2 mins read
CEO Vlad Tenev says Robinhood's critics aren't just targeting the massively popular trading app - they also want to limit the power of its users
A ban on the payment-for-order-flow model could "re-erect barriers" for retail investors wanting to…
Natasha Dailey
1 min read
The SEC will likely look into Ryan Cohen's exit from Bed Bath & Beyond stock, says former chair Jay Clayton
"I'm sure they'll look into it," a former SEC chairman said of the regulatory agency, noting extrem…
Jennifer Sor
1 min read
SEC eyes crackdown on hedge funds and private equity with sweeping proposal on fee disclosure
"Private fund advisers, through the funds they manage, touch so much of our economy," SEC head Gary…
Phil Rosen
1 min read
The legal debate on whether cryptocurrencies are subject to SEC rules just got more complicated
US District Judge Jed Rakoff wrote that the Securities and Exchange Commission has plausible reason…
Filip De Mott
1 min read
Alibaba tanks 10% and drives Chinese stocks lower after SEC says e-commerce giant faces potential delisting
There are now more than 200 Chinese companies that have been identified by the SEC for violating th…
Matthew Fox
2 mins read
The "Wild West" landscape of the crypto market needs Congress to step up the SEC's regulatory authority, Gensler says
"The legislative priority should center on crypto trading, lending, and DeFi platforms," the head o…
Carla Mozée
2 mins read
US pension fund giant CalPERS wants to vote out Warren Buffett as Berkshire Hathaway chairman
Berkshire Hathaway's board unanimously favoured a vote against the proposal and recommended that sh…