You Searched For "robinhood finra fine" and got 13 results
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2 mins read
Robinhood gets slapped with FINRA's largest-ever fine to settle allegations of misleading customers and causing 'significant harm' to millions
FINRA said Robinhood misled millions of customers, approved ineligible traders for risky strategies…
Emily Graffeo  Â
7 mins read
Robinhood vs. SoFi Invest: Which is best?
Robinhood and SoFi Invest are low-fee investment apps offering a 1% IRA match on eligible deposits.…
Tessa Campbell  Â
2 mins read
Regulators are taking steps to increase oversight of retail investors' ability to make risky options bets
"Retail investors may be opening accounts to trade options and other complex leveraged products wit…
Natasha Dailey  Â
1 min read
Robinhood says it's under new investigation by FINRA days before its IPO
The agency is seeking information related to the fact that Robinhood CEO Vlad Tenev and co-founder …
Emily Graffeo  Â
2 mins read
Robinhood said it expects to pay a $30 million fine as part of anti-money laundering probe of its crypto business
The $165 million of one-time fines Robinhood has been ordered to pay date represent 32% of the comp…
Matthew Fox  Â
1 min read
Robinhood failed to disclose certain trading data that regulators have previously fined other brokerages for, report says
The data relates to stock trades executed under its fractional-share service, launched in December …
Shalini Nagarajan  Â
3 mins read
A 'finfluencer' with millions of followers on social media says Robinhood and other trading apps might do more harm than good to young investors
Tori Dunlap, who saved her first $100,000 by age 25, says Robinhood and other trading apps need to …
Sophie Kiderlin  Â
2 mins read
Robinhood's IPO filing reveals the US Attorney's Office executed a search warrant for CEO Vlad Tenev's cell phone
The company which publicly filed for an IPO on Thursday mentioned the search warrant in its risk fa…
Grace Kay  Â
2 mins read
Robinhood unveils long-awaited IPO documents that reveal staggering growth
The investing startup that pioneered free stock trading will list on the Nasdaq under the ticker HO…
Dominick Reuter,Grace Kay  Â
8 mins read
Robinhood has filed for an IPO. Read its cofounders' letter to future investors.
The popular retail-investing app Robinhood filed to go public on Thursday, after a tumultuous sever…
Tim Levin  Â
3 mins read
Robinhood just got fined $1.25 million by its regulator for how it executed trades - and it highlights the issues that can arise with payment for order flow
FINRA charges that Robinhood did not "reasonably consider" where it could find the highest-quality …
Dan DeFrancesco,Ben Winck  Â
16 mins read
The inside story of how Robinhood, a $6 billion investing app for millennials, blew a huge launch so badly that Congress got involved
And it got there, according to former employees, by rolling out new products at a breakneck pace wi…
Nick Bastone,Dan DeFrancesco  Â
3 mins read
Inside the Paul Weiss-Apollo relationship
Inside how Paul Weiss' relationship with Apollo Global Management has changed the law firm's cultur…