You Searched For "markets regulator" and got 14 results
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1 min read
NSE approaches markets regulator Sebi for IPO
New Delhi, Jan 6 () The National Stock Exchange (NSE) on Monday said it has approached markets regu…
PTI
2 mins read
Market regulator SEBI eases FPI onboarding process
SEBI has simplified the procedural requirements for onboarding of Foreign Portfolio Investors (FPIs…
PTI
1 min read
India’s market regulator is examining Tata Sons and group companies for a major regulation violation
"We are taking note of the events unfolding at Tata companies and examining whether there has been …
2 mins read
The Reddit traders that united to pump up stocks like GameStop might have broken market-manipulation laws, EU regulator says
Discussing the chance to trade shares isn't abuse, but organizing strategies to move prices "could …
Ben Winck
1 min read
China's top market regulator is reportedly stepping down
Liu Shiyu, the current chairman of the Agricultural Bank of China, and a former deputy governor of …
Jonathan Garber
2 mins read
India's market regulator is giving royalty restrictions a second thought
Indian companies that pay a royalty for use of intellectual property, or for the use of a brand, …
1 min read
India's markets regulator just made it easier for companies to give away larger royalties
“Payments made to related parties towards brand usage may be considered material if the transact…
2 mins read
The SEC's 'crypto mom' Hester Peirce hopes 2021 will be a turning point for crypto regulation in the US as she says authorities are spending too much time on its illegal uses
The SEC's "ever-moving goalposts" are unfair to firms that plan to launch crypto products, she said.
Shalini Nagarajan
2 mins read
India’s market regulator has made the IPO process easier for companies
The updated rules will be included in the recent Companies Act of 2014. They were based on the r…
2 mins read
Market regulator SEBI issues list of 'most wanted defaulters' - all untraceable
In a bizarre development, the Securities & Exchange Board of India (SEBI) has released a list of so…
2 mins read
Robinhood faces complaint from Massachusetts regulators for exposing investors to 'unnecessary trading risks,' report says
Part of the complaint focuses on the company's breach of a new investor-protection rule that was im…
Shalini Nagarajan
2 mins read
Regulators have ordered one of Wirecard's key businesses to stop all activities and frozen customer funds amid its $2 billion accounting scandal
Wirecard applied for insolvency on Thursday days after its CEO Markus Braun was arrested following …
Saloni Sardana
2 mins read
One of China's top stock market regulators has been carted off to jail
From the sounds of that statement, you could consider this arrest a part of President Xi Jinping's …
Linette Lopez
2 mins read
ICAHN: The hottest investment products on the market should be regulated
The most prominent casualty of this week's selloff was the VelocityShares Daily Inverse VIX Short-T…