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IndusInd Bank complaint leads to the arrest of CEO and CFO of Karvy Broking

In November 2020, Bombay Stock Exchange declared Karvy Stock Broking as a defaulter and remo…

PTI   


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Karvy Stock Broking pledged securities of clients, diverted funds to group companies

Market regulator, the Securities and Exchange Board of India (SEBI) has cancelled the Certificate o…

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Sebi bars Karvy Stock Broking from taking new clients

New Delhi, Nov 22 () Regulator Sebi on Friday Karvy Stock Broking Ltd (KSBL) from taking new client…

PTI   


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Sebi to come out with circular to prevent Karvy-like incidents: Ajay Tyagi

Speaking to reporters after Sebi board meeting here, Tyagi said also said KSBL has told the Nationa…

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Sebi rejects Axis Bank's plea in Karvy Stock Broking matter

New Delhi, Jan 15 () Markets regulator Sebi has rejected Axis Bank's plea to allow the lender to in…

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Karvy case: SAT asks Sebi to hear Axis Bank's plea, pass order within 15 days

NSDL's move helped 90 per cent of KSBL's demat account holders get back their securities.

PTI   


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Karvy case: SAT asks Sebi to pass order by Jan 15 on Axis Bank's plea

New Delhi, Dec 20 () The Securities Appellate Tribunal on Friday asked Sebi to pass an order by Jan…

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Sebi puts in place tighter norms to prevent client securities' misuse

"With effect from June 01, 2020, TM (Trading Member) / CM (Clearing Member) shall, inter alia, ac…

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Sebi declines Karvy's plea to use PoA for settling clients' pay-in obligations to exchanges

New Delhi, Dec 2 () Markets regulator Sebi has dismissed Karvy Stock Broking's plea to use the powe…

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Karvy matter: Sebi refuses relief to lenders

New Delhi, Dec 14 () Markets watchdog Sebi has refused to provide any relief to Bajaj Finance and t…

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Karvy Stock Broking indulged in activities which were never allowed: Sebi chief

Mumbai, Nov 27 () In the aftermath of Karvy Stock Broking episode, capital market watchdog Sebi on …

PTI   


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Karvy case: 90% investors get back their securities on prompt Sebi action

New Delhi, Dec 2 () Markets regulator Sebi's prompt action against Karvy Stock Broking Ltd (KSBL) h…

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Karvy case: SAT suspends further transfer of clients' securities

New Delhi, Dec 3 () The Securities Appellate Tribunal (SAT) on Tuesday suspended further transfer o…

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Karvy Group splits biz in two verticals; non-fin businesses to be housed in separate arm

Mumbai, Dec 31 () Over a month after it was barred by Sebi from taking new clients for misusing cli…

PTI   


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Stricter norms for investment advisers, regulatory sandbox get Sebi board's green signal

Mumbai, Feb 17 () Continuing its efforts to further strengthen and deepen the capital market, Sebi…

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Karvy case: SAT refuses immediate relief to lenders

Mumbai, Dec 4 () The Securities Appellate Tribunal on Wednesday refused any immediate relief to top…

PTI