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2 mins read
A top SEC official says crypto companies that admit violations of securities laws won't get an amnesty: report
Crypto regulation is at the top of the SEC's agenda, and a crackdown on digital assets is a key foc…
Hamza Fareed Malik
1 min read
Trump Media stock tumbles as the SEC charges its auditor with 'massive fraud'
Trump Media's auditor was a "sham" and committed "massive fraud" for over two years, regulators sai…
Jennifer Sor
2 mins read
Trump Media's auditor charged with 'massive fraud' by SEC
The SEC said Trump Media's accounting firm, BF Borgers, committed fraud in more than 1,500 filings …
Geoff Weiss
4 mins read
Trump's NJ golf club liquor licenses are in Jr.'s name. Hiding behind his son isn't helping as the state moves to revoke.
The liquor licenses for Trump's 3 New Jersey golf clubs are all in his eldest son's name. But hidin…
Haven Orecchio-Egresitz,Laura…
1 min read
A group of Wall Street banks have been fined $549 million for using WhatsApp and other messaging apps to discuss business
Wells Fargo, BNP Paribas, and BMO Capital Markets are among those being fined millions by both the …
Joseph Wilkins
2 mins read
A convicted Ponzi schemer whose sentence Trump commuted after an intense lobbying push is now being charged with defrauding investors, again
Trump's commutation of Eliyahu "Eli" Weinstein's sentence was one of his final acts as president. I…
Brent D. Griffiths
1 min read
FTX was a 'house of cards' built on a 'foundation of deception,' SEC boss says in scathing statement about Sam Bankman-Fried
The SEC released charges on Tuesday morning accusing Sam Bankman-Fried of a "years-long" fraud at F…
Beatrice Nolan
1 min read
The SEC announces it has authorized charges against FTX founder Sam Bankman-Fried hours after his arrest in the Bahamas
The SEC made its announcement after Bahamian authorities arrested FTX founder and former CEO Sam Ba…
Huileng Tan
1 min read
The SEC announces it has authorized charges against FTX founder Sam Bankman-Fried hours after his arrest in the Bahamas
The SEC made its announcement after Bahamian authorities arrested FTX founder and former CEO Sam Ba…
Huileng Tan
2 mins read
The SEC has accused fugitive Terraform founder Do Kwon of multibillion-dollar crypto fraud linked to TerraUSD's collapse
The collapse of TerraUSD last year shook the digital-asset industry to its core after it lost its 1…
Zahra Tayeb
2 mins read
The Mormon Church and its investment arm will pay $5 million to settle SEC charges that it went to 'great lengths' to avoid disclosures related to its massive portfolio
The church has a massive $100 billion investment portfolio, with holdings of public companies inclu…
Morgan Chittum
2 mins read
The SEC says ex-McDonald's CEO has agreed to pay a $400,000 fine after lying about having relationships with employees
Former McDonald's CEO Stephen Easterbrook's 2019 firing wasn't "for cause," which allowed him to ke…
Sindhu Sundar
2 mins read
Frank founder Charlie Javice, who allegedly defrauded JPMorgan out of $175 million, hit with federal charges
The charges against Javice include bank fraud and conspiracy, with a maximum sentence of 30 years. …
Katherine Long,Jack Newsham
2 mins read
This is the Instagram post that got Kim Kardashian in hot water with the SEC — leading to a $1.26 million settlement payment
A screenshot of the post shows Kim Kardashian did include "#Ad" — but federal securities laws requi…
Travis Clark
1 min read
EY will pay a record $100 million fine after the SEC found 49 staff cheated on an ethics exam
The securities regulator also said "hundreds" more EY staff cheated on professional courses and exa…
Will Martin
1 min read
SEC charges 16 people for raking in $194 million in illicit proceeds from international penny-stock fraud scheme
Stocks in the "pump and dump" scheme were promoted to unsuspecting investors in the US and elsewher…
Carla Mozée
1 min read
The SEC is nearly doubling its crypto enforcement unit as the agency sees retail investors 'bearing the brunt of abuses' in the digital asset sector
The Wall Street regulator said it would add 20 positions to its Crypto Assets and Cyber Unit, bring…
Brian Evans
1 min read
The SEC doesn't want to let firms and individuals get by without admitting wrongdoing anymore as part of enforcement actions
Wrongdoing admissions will strengthen the deterrent value of enforcement actions, the head of the S…
Carla Mozée
2 mins read
BlockFi to pay $100 million to settle charges with the SEC over its crypto lending product
BlockFi will pay $50 million to settle the SEC's charges, and $50 million in additional fines to se…
Phil Rosen
2 mins read
Nikola agrees to pay $125 million to settle SEC charges the electric truck maker defrauded investors
Nikola said last month it had set aside that amount in anticipation of a potential settlement with …