scorecard

You Searched For "SEC charges" and got 20 results


Sort By:


Business Insider Latest Story Image
4 mins read

'Charges against Adani in bribery case can be withdrawn if deemed unworthy after Trump takes over as President'

Attorney Ravi Batra told PTI that while every new president has a new team, President-elect Trum…

PTI   


Business Insider Latest Story Image
2 mins read

Gautam Adani charged by the US SEC in an alleged bribery scheme

The US Securities and Exchange Commission (SEC) has charged billionaire Gautam Adani, founder and c…

Business Insider Latest Story Image
2 mins read

SEC charges activist Carl Icahn with failing to disclose billions in stock pledges

Carl Icahn and Icahn Enterprises agreed to pay a combined $2 million in fines.

Filip De Mott   


Business Insider Latest Story Image
2 mins read

Trump Media's auditor charged with 'massive fraud' by SEC

The SEC said Trump Media's accounting firm, BF Borgers, committed fraud in more than 1,500 filings …

Geoff Weiss   


Business Insider Latest Story Image
1 min read

Trump Media stock tumbles as the SEC charges its auditor with 'massive fraud'

Trump Media's auditor was a "sham" and committed "massive fraud" for over two years, regulators sai…

Jennifer Sor   


Business Insider Latest Story Image
2 mins read

US sting operation catches crypto firms 'wash trading' to boost token values

Federal prosecutors set up a fake company to bust four crypto market makers, who they say artificia…

Kelly Cloonan   


Business Insider Latest Story Image
1 min read

Trump Media picks new accountants after last ones were charged with 'massive' scam

Trump Media has engaged a new Phoenix-based firm after its previous auditors, BF Borgers, settled w…

Geoff Weiss   


Business Insider Latest Story Image
2 mins read

Super Micro Computer falls as short-seller Hindenburg Research accuses the AI darling of 'accounting manipulation'

Hindenburg said an investigation found "glaring red flags" even after the SEC charged the company w…

Jennifer Sor   


Business Insider Latest Story Image
2 mins read

The SEC charged a podcast host for running an $11 million Ponzi scheme it says helped fund a lakeside mansion and courtside NBA seats

Matthew Motil, the host of "The Cash Flow King" used social media to lure more than 50 investors in…

Phil Rosen   


Business Insider Latest Story Image
1 min read

The SEC charges Coinbase with violating securities regulations

The lawsuit comes a day after the regulator sued crypto exchange Binance and its CEO Changpeng Zhao.

Max Adams   


Business Insider Latest Story Image
2 mins read

A Texas man tried to buy a rocket company for $200 million. The SEC claims he never had the money.

The SEC has filed charges against Matthew Brown, alleging he made a "bogus" offer to invest $200 mi…

Tom Carter   


Business Insider Latest Story Image
1 min read

The SEC is cracking down on investment advisers that falsely claim to use AI

The SEC settled with two firms, Delphia and Global Predictions, who it had charged with making fals…

Aruni Soni   


Business Insider Latest Story Image
1 min read

A small New York hedge fund has secretly managed $7 billion for a Russian oligarch for over a decade, the SEC says

A little-known New York hedge fund and its owner made tens of millions of dollars managing money fo…

George Glover   


Business Insider Latest Story Image
2 mins read

The SEC has charged the ex-CEO of a Goldman Sachs-backed tech company with running a $67 million securities fraud

The SEC alleged Chris Kirchner, former CEO of a software company Slync, "misappropriated" more than…

Carla Mozée   


Business Insider Latest Story Image
1 min read

The SEC charges 8 social media influencers in a $100 million stock manipulation scheme promoted on Twitter and Discord

The defendants would purchase stocks and tell followers to do the same, but then would dump shares …

Phil Rosen   


Business Insider Latest Story Image
2 mins read

Stock market today: US stocks end the week higher after solid earnings and Goldilocks jobs report

"The case for rate cuts got a little stronger today. Goldilocks could be making a comeback," TradeS…

Matthew Fox   


Business Insider Latest Story Image
2 mins read

Morgan Chittum   


Business Insider Latest Story Image
1 min read

Ibotta's IPO just minted more than 150 millionaires, many in Denver, CEO says

"By my calculations, I believe there'll be over 150 people who make at least a million dollars on t…

Matthew Fox   


Business Insider Latest Story Image
2 mins read

The SEC has charged a Florida man and his friend in illegal meme-stock trading scheme

The SEC said in choosing products to trade, the two men charged chose out-of-the-money put options …

Carla Mozée   


Business Insider Latest Story Image
1 min read

The SEC just charged a US subsidiary of investment giant Allianz in a multibillion dollar fraud scheme that targeted pensions and other investors

The Justice Department brought charges against Allianz Global Investors US for the March 2020 schem…

Brian Evans