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You Searched For "FINRA" and got 20 results


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2 mins read

3 things point to a strong stock market rally through December even as election uncertainty looms, Fundstrat says

"The message is stay on target, and know that there's still firepower," Lee said, adding that the F…

Matthew Fox   


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2 mins read

Wells Fargo fired employees accused of faking work. It shows some bosses are cracking down on disengagement.

Wells Fargo's decision to reportedly fire more than a dozen workers for faking work is a reminder t…

Tim Paradis   


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2 mins read

JPMorgan's bearish quant guru says the meme-stock resurgence is a bad sign for markets

"It is possible, but historically and statistically unlikely, that this time is different," JPMorga…

Matthew Fox   


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3 mins read

A red flag from the meme-stock era is nowhere to be found with markets at record highs. That's great news for continued gains ahead.

"FINRA margin debt certainly paints the picture that we aren't in a speculative bubble," equity str…

Matthew Fox   


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2 mins read

Here's when you will know the stock market has peaked, according to Fundstrat

"As the adage goes, we will peak when we 'sell-off on good news' — we are watching for a top, but t…

Matthew Fox   


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2 mins read

2 key bubble ingredients are missing from today's stock market

"Margin debt and options open interest suggest that it's not speculation driving the rally," strate…

Matthew Fox   


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1 min read

Goldman Sachs was fined $3 million after it mixed up millions of 'short' sale orders as 'long.' The culprit was one missing line of code.

Goldman had "inadvertently failed" to include a single line of computer code during an upgrade to i…

Huileng Tan   


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2 mins read

Margin debt used to buy stocks has plunged by $329 billion as investors de-risk their exposure to the market

"Investors have de-risked and de-levered to a significant extent," Lee said, adding that positionin…

Matthew Fox   


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2 mins read

3 reasons why the stock market still has room to run higher, according to Goldman Sachs

Goldman Sachs strategists see investors shrugging off the August slump and pushing a stock market r…

Phil Rosen   


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7 mins read

Robinhood vs. SoFi Invest: Which is best?

Robinhood and SoFi Invest are low-fee investment apps offering a 1% IRA match on eligible deposits.…

Tessa Campbell   


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2 mins read

Robinhood's fractional trading drove a phantom surge in volume of Berkshire Hathaway's hugely expensive Class A stock, according to study

Warren Buffett was reportedly bewildered by a massive trading volume surge in his Berkshire Hathawa…

Matthew Fox   


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2 mins read

Over 40% of Gen Z are investing because they're driven by FOMO, survey finds

Over 80% of Gen Z investors in the US and UK started investing before the age of 21 because they ar…

Sawdah Bhaimiya   


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4 mins read

Scammers are posing as fake recruiters, conducting staged interviews - and hiring - as part of an ID theft scheme. Here's how to avoid getting swindled.

A recent MBA graduate went viral on LinkedIn after she was targeted by scammers who pretended to hi…

Bethany Biron   


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2 mins read

From artificial intelligence to 'absolute insanity,' these are the 3 ingredients needed to fuel the next stock market bubble

"The hype around AI risks creating the second tech bubble in just three years. However, there are n…

Matthew Fox   


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2 mins read

One firm lists 3 reasons why it thinks the Fed will deliver its final rate hike today, and what that means for the stock market

"Equity markets are actually up slightly year-over-year, but investors are far more negative and ha…

Matthew Fox   


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2 mins read

Goldman Sachs' David Solomon invested in a luxury real-estate developer his bank failed to win business from

Goldman Sachs tried to do business with a luxury real-estate developer. It didn't get the deal, but…

Jeffrey Cane   


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6 mins read

What is a financial consultant, and what do they do?

Financial consultants help you reach your financial goals with expert guidance on a range of money-…

Tessa Campbell   


Ryan Hogg   


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2 mins read

Trump's new social media company is under investigation by the US Securities and Exchange Commission

Trump's new digital media venture — TRUTH Social — and its SPAC partner recently announced that it …

Kelly McLaughlin,Bryan Metzger   


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1 min read

Peaking investor leverage could signal stock-market weakness going forward as traders begin to de-risk, BofA says

"Although peaks in margin debt don't always coincide with highs for the S&P 500, they tend to be be…

Matthew Fox