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SoftBank CEO Masayoshi Son racked up a $3.7 billion loss trading daily moves in tech stocks — and the risky investments are concerning the company's 2nd-biggest shareholder

Nov 13, 2020, 02:01 IST
Business Insider
Reuters/Issei Kato
  • SoftBank's new trading arm, SB Northstar, led by CEO Masayoshi Son, posted $3.7 billion in losses as bearish derivatives bets on tech stocks floundered, the Financial Times reported on Wednesday.
  • The arm was mostly kept secret until the Financial Times reported in September that it was making multibillion-dollar bets on tech giants through the summer's market rally.
  • The move into risky day trading has raised concerns at Elliott Management, a hedge fund thought to be SoftBank's second-biggest shareholder.
  • Elliott helped guide SoftBank's rebound from spring losses by urging asset sales and share buybacks. But Son's focus on day trading is butting heads with Elliott's more conservative investing style, The Wall Street Journal reported.
  • Visit Business Insider's homepage for more stories.
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SoftBank's new tech-focused trading unit is already down $3.7 billion. The company's second-largest shareholder is now stepping in to offset the losses.

SB Northstar, the unit led by SoftBank CEO Masayoshi Son that trades the daily moves of tech stocks, revealed its losses for the first time on Wednesday, the Financial Times reported. The arm was kept in the shadows until September, when the Financial Times reported that it was the "Nasdaq whale" trading billions of dollars' worth of options contracts on tech stocks through the summer.

While a former Deutsche Bank trader heads the unit now, Northstar's trades are approved by a three-person panel that includes Son and Ron Fisher, SoftBank's vice chairman.

The trading arm had bought nearly $17 billion worth of shares in tech giants and another $3.4 billion in stock derivatives by the end of September, according to the Financial Times. While some of Northstar's more bullish positions gained as tech stocks rallied through the summer, short bets fueled the bulk of the quarter's multibillion-dollar loss.

Read more: Morningstar's chief US market strategist breaks down why the rotation into value stocks is bound to continue — and pinpoints 4 of the cheapest areas of the market with the most upside

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Son's focus on day trading marks a shift in his investing style. Though the SoftBank founder is known for riskier investments — including a stake in WeWork, the floundering shared-workspace startup — his successes have hinged on long-term gains and profiting on secular growth trends. Whereas SoftBank's famous $100 billion Vision Fund invests in private tech companies, Northstar actively trades shares of public firms.

The riskier investing style and Northstar losses sparked concern at the hedge fund Elliott Management, The Wall Street Journal reported on Wednesday. The activist fund has slowly built up a stake in SoftBank that likely makes it the company's second-biggest shareholder.

When SoftBank shares nose-dived in the spring, Son and other executives at the company reached out to Elliott for counsel. The hedge fund's executives advised SoftBank to buy back shares and improve governance, The Journal reported. SoftBank exceeded Elliott's buyback target and sold more than $92 billion in assets to build a healthy cash buffer.

Read more: Goldman Sachs says investors should make these 3 trades now ahead of an anticipated 20% stock-market rally over the next year

But some at the hedge fund fear that Son's move into day trading could plunge SoftBank into another risky position, according to The Journal. A few Elliott executives are so concerned that they've even hedged against Northstar's positions with put options on tech stocks. If Northstar's bullish tech bets fail, Elliott's bearish positions would counter the losses.

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In recent calls with SoftBank, Elliott has emphasized the need to stay disciplined instead of pursuing another multimillion-dollar tech bet, according to The Journal. The hedge fund already helped SoftBank recover from its spring plunge, but the two still have investing styles that butt heads. Whether SoftBank follows Elliott's more cautious approach or returns to its make-or-break investing style remains to be seen.

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